What is it? Why is it important?

Before a therapeutic product is sold on the market, it must undergo several mandatory processes. These differ depending on the type of product, but may include the manufacturing of the product, required quality controls and batch releases, the packaging, storage, and delivery of the end product.

 

The clinical development of:

  • Medicinal Products (MPs) typically consists of 4 phases, with phase I / II / III and IV
  • Medical Devices (MDs) is less standardized. According to risk assessment, its development is divided into stages: pilot, pivotal and post-market stage

 

Access information under “more” for further details on clinical development.

More

Here a rough overview regarding the development of Medicinal Products (MPs) and Medical Devices (MDs).

 

Medicinal Products clinical development phases:

  • Pre-clinical studies: a new IMP is identified and tested in the laboratory on living cells and animal models
  • Phase I: first-in-human studies, with safety being the main concern. Which is the maximum tolerated dose?
  • Phase II studies: Established dose in Phase I is tested for safety and efficacy. The aim is to define the lowest required effective dose coupled with a minimum occurrence of Adverse Events (AE)
  • Phase III studies: The efficacy and safety of the drug is compared with a current standard treatment, or against a placebo
  • Phase IV studies: are done after the IMP has been approved and released on the market. The aim is to study how the now approved MP operates within the general population. Long term or still unknown (rare) safety data are collected. Other aspects such as quality of life, or cost effectiveness are also included

 

By providing scientific evidence from phase III studies that a MP is both effective and safe, allows manufacturers to apply for market authorization from regulatory authorities.

 

Quality needed to develop the drug must also be proven (e.g. GMP).

 

Medical Devices clinical development stages:

  • Pilot stage: these studies primarily collect information regarding IMD limitations and advantages. This will help to plan further required steps in IMD development
  • Pivotal stage: these are confirmatory studies that evaluate the clinical performance, effectiveness and safety of the IMD
  • Post-market stage include:
    • Additional confirmatory studies to establish MD clinical performance or effectiveness in a broader population
    • Observational studies for better understanding of safety

 

What do I need to do?

As a SP-INV / Site-INV familiarise yourself with the processes for therapeutic product development. Be aware that the potential risk to your study participants differs depending on:

  • Its regulatory status. Does you study use a pre-market or post-market product?
  • The development phase of your Medicinal Product study (e.g. phase / - IV)
  • The stage of your Medical Device study (e.g. pilot- post-market)

 

Before market approval: the efficacy and safety of new therapeutic products are studied and followed-up in a few thousand carefully selected participants. Due to the small and highly selected population and the limited duration of these studies, only the most common side effects are identified at this stage.

 

After market approval: a much larger and more heterogeneous population becomes exposed. More side effects will be observed and reported by patients and healthcare professionals, including those that occur only sporadically, and those with long-term outcome.

More

The clinical development of Medicinal Products and the potential risks to study participants:

  • Phase I: Carries the highest safety risk (especially first-in-human studies). Small test groups with healthy volunteers or patients with the disease under investigation
  • Phase II: Test groups enrolling patients with the disease remain small. Many safety risks are still unknown. Consequently, risks to participants remain high
  • Phase III: Large test groups based on multi-centre international studies. Safety risks are better defined and the risk for participants is lower
  • Phase IV: Safest type of study. Evaluation focuses on long term and rare safety risks

 

The stages of clinical development of Medical Devices and the potential risks to study participants:

  • Pilot stage: Includes first in human and feasibility studies. Carries the highest safety risk (especially first-in-human studies)
  • Pivotal: Larger numbers of subjects can be recruited, sample size is statistically driven
  • Post-market stage: Safest type of study. Evaluation may focus on long term and rare safety risks

 

In order to protect participants from unnecessary risks, the risk-benefit ratio is continuously reassessed. Actions are taken if new information indicates that the therapeutic product (MP or MD) is no longer as safe and effective as previously thought (e.g. implementation of risk reduction measures).

Where can I get help?

Your local Research Support Centre can assist you with experienced staff regarding this topic

  • Basel, Departement Klinische Forschung (DKF), dkf.unibas.ch

  • Lugano, Clinical Trials Unit (CTU-EOC), ctueoc.ch

  • Bern, Department of Clinical Research (DCR), dcr.unibe.ch

  • Geneva, Clinical Research Center (CRC), crc.hug.ch

  • Lausanne, Clinical Research Center (CRC), chuv.ch

  • St. Gallen, Clinical Trials Unit (CTU), h-och.ch

  • Zürich, Clinical Trials Center (CTC), usz.ch

References

ICH E8 (R1) - see in particular guidelines

  • Drug development planning

ICH GCP E6(R3) – see in particular the glossary

  • Investigational product definition

ISO 14155:2020 Medical Device (access liable to cost) – see in particular annex

  • Annex I Clinical development stages

Swiss Law

TPA– see in particular article

  • Art. 1 Purpose
  • Art. 4 Placing on the market definition
  • Art. 4 Medicinal Product (MP) definition
  • Art. 4 Medical Device (MD) definition
Abbreviations
  • CTU – Clinical Trials Unit
  • ICH GCP – International Council for Harmonisation - Good Clinical Practice
  • IMD – Investigational Medical Device
  • IMP – Investigational Medicinal Product
  • ISO  – International Organization for Standardization
  • MP – Medicinal Product
  • MD – Medical Device
  • Site-INV – Site-Investigator
  • SP-INV – Sponsor
  • TPA – Therapeutic Product Act
Basic ↦ Drug or Device ↦ Therapeutic Products ↦ Product Development
Study
Basic

Provides some background knowledge and basic definitions

Basic Monitoring
Concept

Starts with a study idea

Ends after having assessed and evaluated study feasibility

Concept Statistic Methodology
Concept Drug or Device
Development

Starts with confidence that the study is feasible

Ends after having received ethics and regulatory approval

Development Drug or Device
Set-Up

Starts with ethics and regulatory approval

Ends after successful study initiation

Set-Up Ethics and Laws
Set-Up Statistic Methodology
Set-Up Quality and Risk
Set-Up Drug or Device
Conduct

Starts with participant recruitment

Ends after the last participant has completed the last study visit

Conduct Statistic Methodology
Conduct Drug or Device
Completion

Starts with last study visit completed

Ends after study publication and archiving

Completion Drug or Device
Current Path (click to copy): Basic ↦ Drug or Device ↦ Therapeutic Products ↦ Product Development

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