Development↦Protocol↦Writing the Protocol↦Responsibilities
Was betrifft es? Warum ist das wichtig?
The SP-INV is responsible for writing the study protocol. Once finalised, the SP-INV officially approves the protocol by dating and signing the signature page. Other potential collaborators required to date and sign the protocol are the:
- Statistician responsible for the analysis of study results (e.g. statistical analysis plan)
- Site-INV(s) in a multicentre study responsible for a given study site
- Other relevant collaborators (e.g. a medical writer, laboratories analysing biological material, CRO or monitoring institution)
By signing the protocol, both the SP-INV and study collaborators confirm:
- The feasibility of delegated study tasks (e.g. the implementation of the study at a given site, analysis of biological material)
- Data confidentiality (i.e. storage of health related data and biological material)
- Ongoing compliance with the protocol from start to completion
Once signed the protocol:
- Must be approved by the Ethics Committee (EC) and if applicable Swissmedic (e.g. risk-category B and C)
- Is officially registered in a publically accessible registry
Mehr
Study registration:
- Is mandatory for interventional studies and highly recommended for observational studies. Several scientific journals only publish interventional studies registered in a clinical trials registry
- Fulfils research transparency and promotes result propagation
- Is updated in accordance with registry requirements, but at least once a year
Was muss ich befolgen?
As a SP-INV, write a protocol where:
- The research question is clear, supported by current scientific knowledge
- Ethics and regulatory requirements (e.g. Swissmedic, FOPH) are correctly sited
- Procedures are feasible, clear, and void of unsolicited interpretations (e.g. participant access and recruitment, administration of IMP/IMD, data collection, safety reporting, analysis of study results)
- Internal inconsistencies or mistakes are removed, and all relevant information is included
As a rule, a protocol is written in a manner that allows the study to be reproduced, later or by other researcher(s).
For persons signing the protocol, include contact details (e.g. name, study role, address). In multicentre studies, add a separate signature page for each participating Site-INV.
Aspects to consider:
- Any changes of an EC / Swissmedic approved protocol escalates an amendment
- In order to ensure data quality and participant safety, base the risk-management of your study on the study protocol
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- Electronic signatures are only acceptable if based on approved electronic signature procedures
- Once approved by EC and if applicable Swissmedic, the protocol becomes binding and must be complied with during study conduct
- Changes to an approved protocol escalates an amendment that requires prior EC / Swissmedic approval. Exception are safety and protective measures needed to protect study participants
Wo kann ich Hilfe anfordern?
Your local Research Support Centre↧ can assist you with experienced staff regarding this topic
Basel, Departement Klinische Forschung (DKF), dkf.unibas.ch
Lugano, Clinical Trials Unit (CTU-EOC), ctueoc.ch
Bern, Department of Clinical Research (DCR), dcr.unibe.ch
Geneva, Clinical Research Center (CRC), crc.hug.ch
Lausanne, Clinical Research Center (CRC), chuv.ch
St. Gallen, Clinical Trials Unit (CTU), h-och.ch
Zürich, Clinical Trials Center (CTC), usz.ch
Swiss Law
HRA – see in particular articles
- Art. 5 Scientifically relevant topic
- Art. 10 Scientific requirements
ClinO – see in particular articles
- Art. 1 d Study registration
- Art. 5 Rules of Good Clinical Practice
- Art. 18 Storage of health-related data and biological material
- Art. 19, 20, 49, and 61 Categorisation
- Art. 24 – 29 Procedures for the Ethics Committee
- Art. 23, 27, 31 Procedures for the agency (Swissmedic)
ClinO-MD – see in particular article
- Art. 6 Categorisation of clinical investigations
HRO – see in particular article
- Art. 5 Storage of health-related data and biological material
- Art. 7 Categorisation